G••••• G••••••

Advisor at L••••• H•••• C••••••

Sunnyvale, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11ab1499-49e4-8c36-33c9-f3d8aef79571

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• H•••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 25, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• H•••• C••••••	State registered	Jan 1, 2026	n/a	yes	Sunnyvale, CA	Current employment
S••••• M•••••••••	Independent wealth	Sep 16, 2016	Nov 15, 2019	no	Mountain View, CA\|NORTH LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	L••••• H•••• C••••••	Nov 15, 2019	Jan 1, 2026	2,239	Firm change after gap	RIA to state RIA
C•••••• W••••• M•••••••••	S••••• M•••••••••	Sep 25, 2017	Sep 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
141253:127145:CA:2017-09-25	Sep 25, 2017	Sep 16, 2016	SAN JOSE, CA	Firm change after gap

Relationships

Registered with (4)

→ L••••• H•••• C••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Sep 16, 2016 to Nov 15, 2019factForm ADV
→ C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 13, 2015 to Sep 25, 2017factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11ab1499-49e4-8c36-33c9-f3d8aef79571
First observed: Oct 26, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.