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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST LOUIS, MO | Ponte Vedra Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 18, 2015 | n/a | yes | ST LOUIS, MO|Ponte Vedra Beach, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 28, 2015 | no | ST. LOUIS, MO|Savannah, GA|SAVANNAH, GA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 30, 2008 | Jun 1, 2009 | no | ST. LOUIS, MO | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Aug 20, 2002 | Jun 3, 2008 | no | ST. LOUIS, MO|CLAYTON, MO|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Sep 28, 2015 | Sep 18, 2015 | -10 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MORGAN STANLEY & CO. LLC | Jun 3, 2008 | May 30, 2008 | -4 | Firm change | Other |