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CRD 289416
LUGANO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F••••• P•••• J•••• | Secretary | C | yes | 12/2015 | Sep 8, 2017 | Feb 8, 2019 |
| P••••• D•••••••• J••• | CHIEF C••••••••• OFFICER AND MANAGING MEMBER | C | yes | 12/2015 | Sep 8, 2017 | Feb 8, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| B•••• T••••••• | n/a | n/a | n/a | N | yes | n/a |
| D••••••• J• P•••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Feb 8, 2019 | n/a | n/a | 3 | 1 | 1 | n/a | n/a |
| 2017 | Jan 31, 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | n/a | $0 | n/a | n/a | n/a | 3 | 3 | 1 | 1 |
| VICE PRESIDENT |
| C |
| yes |
| 12/2015 |
| Sep 8, 2017 |
| Feb 8, 2019 |
| $0 |
| 3 |
| 1 |
| 1 |
| n/a |
| n/a |