DFX Intelligence
Reading the graph
Reading the graph
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Advisor at U•••• S•••••••• A•••••••
BLUE ASH, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U•••• S•••••••• A••••••• | Independent wealth | Apr 7, 2026 | n/a | yes | BLUE ASH, OH | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Mar 12, 2021 | Apr 2, 2026 | no | Blue Ash, OH|Blue Ash, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | U•••• S•••••••• A••••••• | Apr 2, 2026 | Apr 7, 2026 | 5 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:340640:OH:2026-04-02 | Apr 2, 2026 | Apr 7, 2026 | BLUE ASH, OH | Firm change |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 10, 2016 | Mar 21, 2019 | no | Blue Ash, OH | Previous registration |