L••• A•• T•••••

Advisor at A•••• A••••••• L••

SAINT CHARLES, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11bdd0f6-fd5e-aec8-a2a3-0c31b0b140e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• A••••••• L••	Independent wealth	Oct 29, 2024	n/a	yes	SAINT CHARLES, MO	Current employment
R•••••• F•••••••• A•••••••• I•••	n/a	Jun 8, 2006	Dec 31, 2014	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	R•••••• F•••••••• A•••••••• I•••	Jul 14, 2025	Jun 8, 2006	-6,976	Firm change after gap	Other
R•••••• F•••••••• A•••••••• I•••	A•••• A••••••• L••	Dec 31, 2014	Oct 29, 2024

Relationships

Registered with (5)

→ A•••• A••••••• L••Registered adviserregistration: current employment
Oct 29, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 28, 2005 to Jul 14, 2025factForm ADV
→ R•••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2006 to Dec 31, 2014factForm ADV
→ C•••••••• I••••••••• R•••••••• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Jul 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11bdd0f6-fd5e-aec8-a2a3-0c31b0b140e7
First observed: Aug 8, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.