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C••••••••• C•••••• T••••••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••••••• C•••••• T••••••••• M••••••••• L•••

CRD 167775

PALO ALTO, CA

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Search this name across graphsid dfx:ria:11c21669-b08e-07b6-ddd6-5f3909b34800

Data as of Feb 15, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 3
On other graphs: 1
Observed: Jun 4, 2013 to Feb 15, 2023
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• C•••••• T••••••••• M••••••••• L•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $136MItem 5.F on the latest filing (2023-02-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $136M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• C•••••• T••••••••• F•••• L•••	Private Equity Fund	$106M	May 23, 2014	4	Jun 4, 2013	dropped	021-198500
C••••••••• C•••••• T••••••••• F••• ••••••••• L•••	Private Equity Fund	$95.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• C•••••• H••••••• L••	LIMITED PARTNER	E	yes	04/2013	Jun 4, 2013	Feb 15, 2023
C••••••••• C•••••• T••••••••• M••••••••• H••••••• L••	Member	E	yes	07/2020	Jul 7, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• C•••••• M••••••••• L••	n/a	Former SEC adviser	$218M	N	no	n/a
C••••••••• C•••••• T••••••••• F••• G• ••••••••• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$136M	$154M	-11.7%	$205M	-12.8%	9	9	0	0

Relationships

Affiliated with (2)

→ C••••••••• C•••••• M••••••••• L••Registered adviserother investment adviser
factForm ADV
← C••••••••• C•••••• M••••••••• L••Registered adviserother investment adviser
factForm ADV

Advises (6)

→ C••••••••• C•••••• T••••••••• F••••• ••••••••• L•••Private fundPrivate Equity Fund, IA
Oct 28, 2014 to presentfactForm ADV
→ C••••••••• C•••••• T••••••••• F••• ••••••••• L•••

Dated events

Occurred
Oct 17, 2022
Control person left
Alan David Handler (Partner) no longer on Schedule A of C••••••••• C•••••• T••••••••• M••••••••• L••• (listed 2022-04-19, absent 2022-10-17)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Control person joined
L••••• A••••• K••••••• (Chief Compliance Officer) appeared on Schedule A of C••••••••• C•••••• T••••••••• M••••••••• L•••
Form ADVobserved 6 days ago
Occurred
Jun 4, 2013
First Form ADV filing
C••••••••• C•••••• T••••••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11c21669-b08e-07b6-ddd6-5f3909b34800
First observed: Jun 4, 2013
Last observed: Feb 15, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.