W•••• W•••••

Advisor at M••••• S••••••

Chicago, IL

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Search this name across graphsid dfx:ria:11c276a5-6f44-4961-d90b-a1407299d782

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 5, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Oct 25, 2024	n/a	yes	Chicago, IL	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Aug 10, 2023	Oct 11, 2024	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	M••••• S••••••	Oct 11, 2024	Oct 25, 2024	14	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	O••••••••• • C•• I•••	Aug 14, 2023	Aug 10, 2023

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Oct 25, 2024 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Aug 10, 2023 to Oct 11, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 5, 2014 to Aug 14, 2023factForm ADV

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
W•••• W••••• left O••••••••• • C•• I••• for M••••• S•••••• (registered 2024-10-25)
Form ADVobserved 7 days ago
Occurred
Aug 14, 2023
Advisor changed firm
W•••• W••••• left W•••• F•••• A••••••• for O••••••••• • C•• I••• (registered 2023-08-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11c276a5-6f44-4961-d90b-a1407299d782
First observed: May 5, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.