DFX Intelligence

F•••• E• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

F•••• E• F•••••••

Advisor at A•• F•••• L••

STAMFORD, CT

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Search this name across graphsid dfx:ria:11c7a2a0-ed8f-572c-a054-6e032b8113dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• F•••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• F•••• L••	Asset manager	Jul 8, 2025	n/a	yes	STAMFORD, CT	Current employment
M••••• S••••••	Wirehouse	Dec 18, 2023	Aug 26, 2024	no	New York, NY\|PURCHASE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•• F•••• L••	Aug 26, 2024	Jul 8, 2025	316	Firm change	Other

Relationships

Registered with (2)

→ A•• F•••• L••Registered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 18, 2023 to Aug 26, 2024factForm ADV

Dated events

Occurred
Aug 26, 2024
Advisor changed firm
F•••• E• F••••••• left M••••• S•••••• for A•• F•••• L•• (registered 2025-07-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11c7a2a0-ed8f-572c-a054-6e032b8113dc
First observed: Dec 18, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.