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Advisor at NW ADVISORY
Wilsonville, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NW ADVISORY | State registered | Feb 21, 2024 | n/a | yes | Wilsonville, OR | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 16, 2013 | Jan 16, 2020 | no | EUGENE, OR|TUMWATER, WA | Previous registration |
| D.A. DAVIDSON & CO. | Independent wealth | May 26, 2010 | Aug 19, 2013 | no | EUGENE, OR | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 22, 2010 | no | EUGENE, OR | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 5, 2004 | Jun 1, 2009 | no | EUGENE, OR|EUGENE, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | NW ADVISORY | Jan 16, 2020 | Feb 21, 2024 | 1,497 | Firm change after gap | Ibd to state RIA |
| D.A. DAVIDSON & CO. | COMMONWEALTH FINANCIAL NETWORK | Aug 19, 2013 | Aug 16, 2013 | -3 | Firm change | Other |
| MORGAN STANLEY | D.A. DAVIDSON & CO. | Jun 22, 2010 | May 26, 2010 | -27 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |