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A••• P••••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

A••• P••••••• D•••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Scottsdale, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:11de500c-28b0-ab4c-9156-52ad42c095be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 19, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Dec 20, 2021	n/a	yes	Scottsdale, AZ\|OVERLAND PARK, KS	Current employment
L•••••• I••••••••• A•••••••• L••	No RAUM reported	Sep 7, 2018	Dec 31, 2021	no	Scottsdale, AZ\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Dec 31, 2021	Dec 20, 2021	-11	Bulk transfer	Other
W••••••••• A•••••••• L••	L•••••• I••••••••• A•••••••• L••	Jan 23, 2019	Sep 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
150573:144133:AZ:2019-01-23	Jan 23, 2019	Sep 7, 2018	SCOTTSDALE, AZ	Firm change after gap

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 20, 2021 to presentfactForm ADV
→ L•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 7, 2018 to Dec 31, 2021factForm ADV
→ W••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 21, 2014 to Jan 23, 2019factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11de500c-28b0-ab4c-9156-52ad42c095be
First observed: Dec 19, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.