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Advisor at DINERGY
Mount Prospect, IL | CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Dinergy | State registered | Sep 11, 2019 | n/a | yes | Mount Prospect, IL|CINCINNATI, OH | Current employment |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Apr 11, 2016 | Sep 12, 2019 | no | Mt. Prospect, IL|CINCINNATI, OH | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jul 2, 2009 | Apr 8, 2016 | no | ST. CHARLES, IL | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Jan 11, 2008 | Jul 7, 2009 | no | CARPENTERSVILLE, IL|ELK GROVE VILLAGE, IL|SCHAUMBURG, IL|ELGIN, IL|ALGONQUIN, IL|HUNTLEY, IL|WEST DUNDEE, IL|ELGIN, IL|ELGIN, IL|EAST DUNDEE, IL|SCHAUMBURG, IL | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Dec 8, 2006 | Jan 31, 2008 | no | ELGIN, IL|SCHAUMBURG, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORTER INVESTMENT MANAGEMENT, LLC | Dinergy | Sep 12, 2019 | Sep 11, 2019 | -1 | Firm change | RIA to state RIA |
| INVEST FINANCIAL CORPORATION | HORTER INVESTMENT MANAGEMENT, LLC | Apr 8, 2016 | Apr 11, 2016 | 3 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | INVEST FINANCIAL CORPORATION | Jul 7, 2009 | Jul 2, 2009 | -5 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | NATCITY INVESTMENTS, INC. | Jan 31, 2008 | Jan 11, 2008 | -20 | Firm change | Other |