DFX Intelligence

L••••• C••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

L••••• C••••••••• L••

CRD 283657

BRISTOL, IN

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Search this name across graphsid dfx:ria:11e6f3ec-2953-4988-8678-3c0be98d2763

Data as of Aug 5, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2016 to Aug 5, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
SEC number: 801-107722
CRD: 283657
Filings on the tape: 6
First filed

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••• F••••••••• J•••••	MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	04/2016	Apr 15, 2016	Aug 5, 2016

Relationships

Controls (1)

← L•••••• F••••••••• J•••••OwnerMEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 15, 2016 to presentfactForm ADV

Dated events

Occurred
Apr 15, 2016
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11e6f3ec-2953-4988-8678-3c0be98d2763
First observed: Apr 15, 2016
Last observed: Aug 5, 2016 123 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.