DFX Intelligence

D•••• J•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

D•••• J•••••• D•••••

Advisor at C••••• I••••••••• A••••••• L••

CLEARWATER, FL

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Search this name across graphsid dfx:ria:11e739e6-2150-d5f4-c7aa-3ebd3332d874

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 31, 2025	n/a	yes	CLEARWATER, FL	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Mar 16, 2020	Feb 18, 2025	no	SPRING HILL, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	C••••• I••••••••• A••••••• L••	Feb 18, 2025	Mar 31, 2025	41	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2020 to Feb 18, 2025factForm ADV

Dated events

Occurred
Feb 18, 2025
Advisor changed firm
D•••• J•••••• D••••• left T••••• A••••••• S•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11e739e6-2150-d5f4-c7aa-3ebd3332d874
First observed: Mar 16, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.