DFX Intelligence

C•••••••• S• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C•••••••• S• W•••

Advisor at N•••••• P•••••••• L••

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:11eb156b-836b-f5ec-c638-7d4d1000169c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• P•••••••• L••	Independent wealth	Aug 15, 2023	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Jul 22, 2015	Apr 17, 2023	no	Lone Tree, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	N•••••• P•••••••• L••	Apr 17, 2023	Aug 15, 2023	120	Firm change	Other

Relationships

Registered with (2)

→ N•••••• P•••••••• L••Registered adviserregistration: current employment
Aug 15, 2023 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2015 to Apr 17, 2023factForm ADV

Dated events

Occurred
Apr 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11eb156b-836b-f5ec-c638-7d4d1000169c
First observed: Jul 22, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.