DFX Intelligence

D•••••• L••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

D•••••• L••••• M•••

Advisor at D••••• L••••• J••••••• L••

Appleton, WI | DAWSONVILLE, GA

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Search this name across graphsid dfx:ria:11ec1809-9865-590a-3397-722a811dc225

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• L••••• J••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 3, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• L••••• J••••••• L••	State registered	May 17, 2019	n/a	yes	Appleton, WI\|DAWSONVILLE, GA	Current employment
S•• A•••••••• I•••	Former SEC adviser	Nov 8, 2016	Jan 18, 2019	no	BROOKFIELD, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• A•••••••• I•••	D••••• L••••• J••••••• L••	Jan 18, 2019	May 17, 2019	119	Firm change	Ibd to state RIA
S•••••••• F••••••••• I•••	S•• A•••••••• I•••	Feb 3, 2016	Nov 8, 2016

Relationships

Registered with (3)

→ D••••• L••••• J••••••• L••Registered adviserregistration: current employment
May 17, 2019 to presentfactForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Nov 8, 2016 to Jan 18, 2019factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jun 20, 2014 to Feb 3, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:11ec1809-9865-590a-3397-722a811dc225
First observed: Jun 20, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.