DFX Intelligence

T•• O•••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•• O•••• C••••••

T•• O•••• C•••••• LP, CRD 168969

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:120e4a19-81bc-d253-4930-acdb14de4a1c

Data as of Jun 8, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 8, 2015 to Jun 8, 2015
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $170M••• Locked
Discretionary RAUM: $170M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• O•••• G• M••••• F••• L•	Hedge Fund	$170M	Jun 8, 2015	17	Oct 29, 2013	reported	021-204834

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• M•••••••• P•	Member	C	yes	04/2013	Jun 8, 2015	Jun 8, 2015
M••••••••• M•••••••• P•	PRESIDENT, CHIEF OPERATING OFFICER	C	yes	04/2013	Jun 8, 2015	Jun 8, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• O•••• G• L••	n/a	n/a	n/a	N	yes	n/a

Relationships

Advises (1)

→ T•• O•••• G• M••••• F••• L•Private fundHedge Fund, ERA
Oct 29, 2013 to presentfactForm ADV

Controls (4)

← R•••••• J•••• P••••••OwnerMEMBER, ownership code D, individual
Jun 8, 2015 to presentfactForm ADV
← M••••••••• M•••••••• P•OwnerMEMBER, ownership code C, individual
Jun 8, 2015 to presentfactForm ADV
← S••••••• C••••• D••••OwnerCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Jun 8, 2015
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:120e4a19-81bc-d253-4930-acdb14de4a1c
First observed: Jun 8, 2015
Last observed: Jun 8, 2015 137 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.