DFX Intelligence

J•••• L•••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J•••• L•••• D•••••••••

Advisor at C••••••••• F•••••••• N••••••

Kansas City, MO | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:1211401d-6d70-ff3b-8435-49c8dc5f7a47

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Mar 31, 2026	n/a	yes	OVERLAND PARK, KS\|Kansas City, MO	Current employment
M••••••• C•••••• M••••••••• C•	Independent wealth	Nov 12, 2025	Dec 18, 2025	no	LEAWOOD, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C•••••• M••••••••• C•	C••••••••• F•••••••• N••••••	Dec 18, 2025	Mar 31, 2026	103	Firm change	RIA to ibd

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ M••••••• C•••••• M••••••••• C•Registered adviserregistration: previous registration
Nov 12, 2025 to Dec 18, 2025factForm ADV

Dated events

Occurred
Dec 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1211401d-6d70-ff3b-8435-49c8dc5f7a47
First observed: Nov 12, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.