DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Feb 2, 2023 | n/a | yes | Houston, TX | Current employment |
| P••• C••••••• P••••••• | Independent wealth | Mar 25, 2019 | Feb 6, 2023 | no | HOUSTON, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• C••••••• P••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Feb 6, 2023 | Feb 2, 2023 | -4 | Firm change | RIA to ibd |
| W••••• D••••••••• S••••••••• I••••••••• A•••••••• I••• | P••• C••••••• P••••••• | Mar 5, 2019 | Mar 25, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 4031:119127:TX:2019-02-22 | Mar 1, 2019 | Nov 17, 2016 | HOUSTON, TX | Firm change after gap |
| W••••• D••••••••• S••••••••• I••••••••• A•••••••• I••• | State registered | Nov 17, 2016 | Mar 5, 2019 | no | Houston, TX | Previous registration |
| H•••••• T••••••• • K•••• L•• | Independent wealth | Aug 31, 2016 | Mar 1, 2019 | no | HOUSTON, TX | Previous registration |
| 20 |
| Firm change |
| Other |
| H•••••• T••••••• • K•••• L•• | W••••• D••••••••• S••••••••• I••••••••• A•••••••• I••• | Mar 1, 2019 | Nov 17, 2016 | -834 | Firm change after gap | Ibd to state RIA |