DFX Intelligence

Data Factory

W••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

W••••• C•••••• M••••••••• L••

CRD 162882

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1211e204-6478-d033-c4c1-3b647510c0ca

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 7
On other graphs: 3
Observed: May 15, 2014 to Jun 18, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

W••••• C•••••• M••••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

W••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

W••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $256MItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $256M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••• C•••••• P••••••• I•• L•	Private Equity Fund	$176M	May 29, 2024	89	Mar 31, 2014	reported	021-195265
W•• E• I••••••• L••	Private Equity Fund	$172M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••• D•••••• J•••••	Member	C	yes	09/2011	May 15, 2014	May 29, 2024
K••••••• M•••••• L••••	FOUNDER & MANAGING DIRECTOR; MEMBER	D	yes	08/2006	May 15, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W•• E•••••••• M••••••• L••	n/a	n/a	n/a	N	yes	n/a
W•• G• I•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$256M	$255M	0.4%	$307M	-5.9%	6	6	0	0

Relationships

Advises (10)

→ W•• E• I••••••• L••Private fundPrivate Equity Fund, IA
Mar 24, 2016 to presentfactForm ADV
→ W••••• R••• L••Private fundPrivate Equity Fund, IA
Mar 30, 2017 to presentfactForm ADV
→ W••••• C•••••• P••••••• I•• L•Private fundPrivate Equity Fund, IA
Mar 31, 2014 to presentfactForm ADV
→ I•• E••••••••• L••Private fund

Dated events

Occurred
Jul 26, 2023
Control person joined
Ferris Jason Sowers (Chief Compliance Officer, Director) appeared on Schedule A of W••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Jul 26, 2023
Control person left
Michael Jack Yates (Chief Compliance Officer, Chief Financial Officer) no longer on Schedule A of W••••• C•••••• M••••••••• L•• (listed 2023-03-31, absent 2023-07-26)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Control person joined
Jordan Daniel Kipp (Member) appeared on Schedule A of W••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1211e204-6478-d033-c4c1-3b647510c0ca
First observed: May 15, 2014
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.