DFX Intelligence

S•••••••• A• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

S•••••••• A• D•••••

Advisor at D••••• W•••••• L••

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:121ad83a-0748-c137-5655-00d0c53f6600

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 13, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W•••••• L••	Independent wealth	May 1, 2025	n/a	yes	PALM BEACH GARDENS, FL	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Jun 30, 2023	Apr 1, 2025	no	CHICAGO, IL\|Portsmouth, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	D••••• W•••••• L••	Apr 1, 2025	May 1, 2025	30	Firm change	Ibd to RIA
V••••••• W••••• M•••••••••	H•••••••• A•••••••• L••	Jul 19, 2023	Jun 30, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
119642:145323:NH:2023-07-19	Jul 19, 2023	Jun 30, 2023	PORTSMOUTH, NH	Firm change

Relationships

Registered with (3)

→ D••••• W•••••• L••Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2023 to Apr 1, 2025factForm ADV
→ V••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 13, 2022 to Jul 19, 2023factForm ADV

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
S•••••••• A• D••••• left H•••••••• A•••••••• L•• for D••••• W•••••• L•• (registered 2025-05-01)
Form ADVobserved 7 days ago
Occurred
Jul 19, 2023
Advisor changed firm
S•••••••• A• D••••• left V••••••• W••••• M••••••••• for H•••••••• A•••••••• L•• (registered 2023-06-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:121ad83a-0748-c137-5655-00d0c53f6600
First observed: Feb 13, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.