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R•••••• B••••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

R•••••• B••••••• K••••••

Advisor at R•• K••••••• C••

REDDING, CA

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Search this name across graphsid dfx:ria:121d633a-7a25-9a95-edc1-bca3ded900e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• K••••••• C••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• K••••••• C••	State registered	Mar 18, 2010	n/a	yes	REDDING, CA	Current employment
R••••••••• L••••••••• A••••••• G••••	State registered	Oct 7, 2015	Mar 14, 2019	no	REDDING, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• L••••••••• A••••••• G••••	n/a	Mar 14, 2019	n/a	n/a	Departure no registered destination	Departure
H•••••• F•••••••• N•••••••	R•• K••••••• C••	Jan 28, 2010	Mar 18, 2010	49

Relationships

Registered with (3)

→ R•• K••••••• C••Registered adviserregistration: current employment
Mar 18, 2010 to presentfactForm ADV
→ R••••••••• L••••••••• A••••••• G••••Registered adviserregistration: previous registration
Oct 7, 2015 to Mar 14, 2019factForm ADV
→ H•••••• F•••••••• N•••••••Registered adviserregistration: previous registration
Apr 17, 2007 to Jan 28, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:121d633a-7a25-9a95-edc1-bca3ded900e9
First observed: Apr 17, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.