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C•••••• E•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

C•••••• E•••• R••••••

Advisor at R•••••• P•••••••• J••••••

VIENNA, VA

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Search this name across graphsid dfx:ria:122097f5-3783-a45b-67a7-aaf265386be9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• P•••••••• J••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• P•••••••• J••••••	Independent wealth	Mar 30, 2020	n/a	yes	VIENNA, VA	Current employment
R•••••• P•••••••• J••••••	Former SEC adviser	Apr 4, 2002	Mar 30, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• P•••••••• J••••••	R•••••• P•••••••• J••••••	Mar 30, 2020	Mar 30, 2020	0	Channel change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105171:306510:VA:2020-03-30	Mar 30, 2020	Mar 30, 2020	FALLS CHURCH, VA	Firm change

Relationships

Registered with (2)

→ R•••••• P•••••••• J••••••Registered adviserregistration: current employment
Mar 30, 2020 to presentfactForm ADV
→ R•••••• P•••••••• J••••••Registered adviserregistration: previous registration
Apr 4, 2002 to Mar 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:122097f5-3783-a45b-67a7-aaf265386be9
First observed: Apr 4, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.