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CRD 292451
PALO ALTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Eric Hu | n/a | PALO ALTO, CA | 1 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUAN, YONG | Owner | E | yes | 02/2018 | May 12, 2026 | May 12, 2026 |
| Hu, Eric | CHIEF COMPLIANCE OFFICER | Na | no | 02/2018 | May 12, 2026 | May 12, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 20, 2026 | $25B | $25B | 2 | 2 | 0 | n/a | n/a |
| 2024 | Jan 29, 2025 | $22B | $22B | 2 | 2 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $18B | $18B | 2 | 2 | 0 | n/a | n/a |
| 2022 | Feb 6, 2023 | $11B | $11B | 2 | 2 | 0 | n/a | n/a |
| 2021 | Feb 21, 2022 | $11B | $11B | 2 | 2 | 0 | n/a | n/a |
| 2020 | Feb 19, 2021 | $8.0B | $8.0B | 2 | 1 | 0 | n/a | n/a |
| 2019 | Feb 7, 2020 | $3.0B | $3.0B | 2 | 1 | 0 | n/a | n/a |
| 2018 | Mar 5, 2019 | $920M | $920M | 2 | 1 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $25B | $22B | 16.2% | $11B | 32.8% | 2 | 2 | 0 | 0 |