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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

SEAN AMOS SMITH

Advisor at STRATEGIC ADVISERS LLC

IRVING, TX | LEWISVILLE, TX

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Search this name across graphsid dfx:ria:122b1033-d4a0-863e-8ecf-1db7aaadf366

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 28, 2011
First registration: Jan 31, 2011
Dual registered: yes, broker-dealer
Other names: SEAN AMOS SMITH|SEAN SMITH
IAPD individual key: 5805210

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	LEWISVILLE, TX\|IRVING, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 19, 2018	Mar 31, 2025	no	WESTLAKE, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 14, 2014	Apr 11, 2018	no	WESTLAKE, TX	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jan 31, 2011	Jun 30, 2014	no	PLANO, TX\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 11, 2018	Oct 19, 2018	191	Channel change	Ibd to ibd
CUSO FINANCIAL SERVICES, L.P.	STRATEGIC ADVISERS LLC	Jun 30, 2014	Aug 14, 2014	45	Firm change	Other

Relationships

Registered with (3)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 14, 2014 to Apr 11, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 19, 2018 to Mar 31, 2025factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jan 31, 2011 to Jun 30, 2014factForm ADV

Dated events

No dated event names this entity yet.