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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CNI NRE ADVISORS, LLC

CRD 291968

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:1231ca7e-968b-7001-a5b9-aadcbe92ffd8

Data as of Mar 27, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Mar 27, 2018 to Mar 27, 2019
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2019-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 457
Advisory employees: 156
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Custody, client assets: $1.4B
SEC number: 801-112977
CRD: 291968
Filings on the tape: 4
First filed: Mar 27, 2018
Latest filed: Mar 27, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARRACK, THOMAS, JOSEPH	Chairman	Na	yes	08/2017	Mar 27, 2018	Mar 27, 2019
CNI ADVISOR HOLDINGS, LLC	Member	E	yes	03/2017	Mar 27, 2018	Mar 27, 2019
COLONY CAPITAL INVESTMENT ADVISORS, LLC	Member	F	yes	01/2017	Mar 27, 2018	Mar 27, 2019
COLONY CAPITAL INVESTMENT HOLDCO, LLC	Member	E	yes	04/2015	Mar 27, 2018	Mar 27, 2019
COLONY CAPITAL OP SUBSIDIARY, LLC	Member	E	yes	04/2015	Mar 27, 2018	Mar 27, 2019
COLONY CAPITAL OPERATING COMPANY, LLC	Member	E	yes	04/2015	Mar 27, 2018	Mar 27, 2019
COLONY CAPITAL, INC.	Member	E	yes	04/2015	Aug 1, 2018	Mar 27, 2019
HEDSTROM, MARK, MELVIN	VICE PRESIDENT	Na	yes	08/2017	Mar 27, 2018	Mar 27, 2019
SANDERS, RONALD, MARK	VICE PRESIDENT AND SECRETARY	Na	yes	08/2017	Mar 27, 2018	Mar 27, 2019
SCHWARTZMAN, LEON, NMN	CHIEF COMPLIANCE OFFICER	Na	yes	08/2017	Mar 27, 2018	Mar 27, 2019
TANGEN, DARREN, JAMES	VICE PRESIDENT AND TREASURER	Na	yes	08/2017	Mar 27, 2018	Mar 27, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 66

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DIGITAL COLONY MANAGEMENT LLC	n/a	Asset manager	$61B	N	yes	n/a
CAPCOL MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
CDCF IV INVESTMENT ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CDCF V INVESTMENT ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CIB BULK 2018 INVESTMENT ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CIB HP BULK 2018 GP, LLC	n/a	n/a	n/a	N	yes	n/a
CLNC MANAGER, LLC	n/a	n/a	n/a	N	yes	n/a
CNI CENTURY PLAZA ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CNI CENTURY PLAZA GP, LLC	n/a	n/a	n/a	N	yes	n/a
CNI FCVP ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
CNI NSHC ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
CNI NSI ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
CNI ONE CAL PLAZA GP, LLC	n/a	n/a	n/a	N	yes	n/a
CNI ONE CAL PLAZA INVESTMENT ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a
CNI RECF ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
COL INVEST ITALY S.R.L.	n/a	n/a	n/a	N	yes	n/a
COLARMONIA GP, LLC	n/a	n/a	n/a	N	yes	n/a
COLCOGP STRATEGIC PARTNERS III, LLC	n/a	n/a	n/a	N	yes	n/a
COLCOGP STRATEGIC PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
COLFIN COBALT GENERAL PARTNER, LLC	n/a	n/a	n/a	N	yes	n/a
COLHMGP STRATEGIC PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY AXLE CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY BULLS CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL - N LUXEMBOURG S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (PARALLEL) NA-RE VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (PARALLEL) VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (US) VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT II, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT III, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT IV, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT V, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL FOCUS FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL III, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL INVESTMENT ADVISORS, LLC	n/a	n/a	n/a	Y	no	n/a
COLONY CAPITAL IV, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL LUXEMBOURG S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL MENA, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL SAS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	39	no
Dallas	TX	United States	33	no
London	n/a	United Kingdom	12	no
Boston	Ma	United States	9	no
Senningerberg	n/a	Luxembourg	3	no
Irvine	CA	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 27, 2019	$1.4B	$1.4B	457	156	6	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.4B	n/a	n/a	n/a	n/a	457	n/a	6	n/a

Relationships

Affiliated with (2)

→ DIGITALBRIDGE INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← CNI TCEF ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (11)

← BARRACK, THOMAS, JOSEPHOwnerCHAIRMAN, ownership code NA, individual
Mar 27, 2018 to presentfactForm ADV
← COLONY CAPITAL INVESTMENT ADVISORS, LLCOwnerMEMBER, ownership code F, domestic entity
Mar 27, 2018 to presentfactForm ADV
← SCHWARTZMAN, LEON, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2018 to presentfactForm ADV
← TANGEN, DARREN, JAMESOwnerVICE PRESIDENT AND TREASURER, ownership code NA, individual
Mar 27, 2018 to presentfactForm ADV
← HEDSTROM, MARK, MELVINOwnerVICE PRESIDENT, ownership code NA, individual
Mar 27, 2018 to presentfactForm ADV
← SANDERS, RONALD, MARKOwnerVICE PRESIDENT AND SECRETARY, ownership code NA, individual
Mar 27, 2018 to presentfactForm ADV
← CNI ADVISOR HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 27, 2018 to presentfactForm ADV
← COLONY CAPITAL INVESTMENT HOLDCO, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 27, 2018 to presentfactForm ADV
← COLONY CAPITAL OP SUBSIDIARY, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 27, 2018 to presentfactForm ADV
← COLONY CAPITAL OPERATING COMPANY, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 27, 2018 to presentfactForm ADV
← COLONY CAPITAL, INC.OwnerMEMBER, ownership code E, domestic entity
Aug 1, 2018 to presentfactForm ADV

Dated events

Occurred
Mar 27, 2019
Regulatory AUM changed
Cni Nre Advisors, Llc reported RAUM $1.4B, down 27% from $1.9B (2018-12-06 to 2019-03-27)
Form ADVobserved 5 days ago
$-515M
Occurred
Mar 27, 2018
First Form ADV filing
Cni Nre Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1231ca7e-968b-7001-a5b9-aadcbe92ffd8
First observed: Mar 27, 2018
Last observed: Mar 27, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CNI NRE ADVISORS, LLC

CRD 291968

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1231ca7e-968b-7001-a5b9-aadcbe92ffd8

Data as of Mar 27, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARRACK, THOMAS, JOSEPH

Chairman

yes

08/2017

Mar 27, 2018

Mar 27, 2019

CNI ADVISOR HOLDINGS, LLC

Member

yes

03/2017

Mar 27, 2018

Mar 27, 2019

COLONY CAPITAL INVESTMENT ADVISORS, LLC

Member

yes

01/2017

Mar 27, 2018

Mar 27, 2019

COLONY CAPITAL INVESTMENT HOLDCO, LLC

Member

yes

04/2015

Mar 27, 2018

Mar 27, 2019

COLONY CAPITAL OP SUBSIDIARY, LLC

Member

yes

04/2015

Mar 27, 2018

Mar 27, 2019

COLONY CAPITAL OPERATING COMPANY, LLC

Member

yes

04/2015

Mar 27, 2018

Mar 27, 2019

COLONY CAPITAL, INC.

Member

yes

04/2015

Aug 1, 2018

Mar 27, 2019

HEDSTROM, MARK, MELVIN

VICE PRESIDENT

yes

08/2017

Mar 27, 2018

Mar 27, 2019

SANDERS, RONALD, MARK

VICE PRESIDENT AND SECRETARY

yes

08/2017

Mar 27, 2018

Mar 27, 2019

SCHWARTZMAN, LEON, NMN

CHIEF COMPLIANCE OFFICER

yes

08/2017

Mar 27, 2018

Mar 27, 2019

TANGEN, DARREN, JAMES

VICE PRESIDENT AND TREASURER

yes

08/2017

Mar 27, 2018

Mar 27, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DIGITAL COLONY MANAGEMENT LLC

n/a

Asset manager

$61B

yes

n/a

CAPCOL MANAGEMENT LLC

n/a

yes

n/a

CDCF IV INVESTMENT ADVISOR, LLC

n/a

yes

n/a

CDCF V INVESTMENT ADVISOR, LLC

n/a

yes

n/a

CIB BULK 2018 INVESTMENT ADVISOR, LLC

n/a

yes

n/a

CIB HP BULK 2018 GP, LLC

n/a

yes

n/a

CLNC MANAGER, LLC

n/a

yes

n/a

CNI CENTURY PLAZA ADVISOR, LLC

n/a

yes

n/a

CNI CENTURY PLAZA GP, LLC

n/a

yes

n/a

CNI FCVP ADVISORS, LLC

n/a

yes

n/a

CNI NSHC ADVISORS, LLC

n/a

yes

n/a

CNI NSI ADVISORS, LLC

n/a

yes

n/a

CNI ONE CAL PLAZA GP, LLC

n/a

yes

n/a

CNI ONE CAL PLAZA INVESTMENT ADVISOR, LLC

n/a

yes

n/a

CNI RECF ADVISORS, LLC

n/a

yes

n/a

COL INVEST ITALY S.R.L.

n/a

yes

n/a

COLARMONIA GP, LLC

n/a

yes

n/a

COLCOGP STRATEGIC PARTNERS III, LLC

n/a

yes

n/a

COLCOGP STRATEGIC PARTNERS, LLC

n/a

yes

n/a

COLFIN COBALT GENERAL PARTNER, LLC

n/a

yes

n/a

COLHMGP STRATEGIC PARTNERS, LLC

n/a

yes

n/a

COLONY AXLE CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY BULLS CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY CAPITAL - N LUXEMBOURG S.A.R.L.

n/a

yes

n/a

COLONY CAPITAL (PARALLEL) NA-RE VIII, LLC

n/a

yes

n/a

COLONY CAPITAL (PARALLEL) VIII, LLC

n/a

yes

n/a

COLONY CAPITAL (US) VIII, LLC

n/a

yes

n/a

COLONY CAPITAL ADVISORS, LLC

n/a

yes

n/a

COLONY CAPITAL CREDIT II, L.P.

n/a

yes

n/a

COLONY CAPITAL CREDIT III, L.P.

n/a

yes

n/a

COLONY CAPITAL CREDIT IV, LLC

n/a

yes

n/a

COLONY CAPITAL CREDIT V, LLC

n/a

yes

n/a

COLONY CAPITAL CREDIT, L.P.

n/a

yes

n/a

COLONY CAPITAL FOCUS FUND GP, LLC

n/a

yes

n/a

COLONY CAPITAL III, L.P.

n/a

yes

n/a

COLONY CAPITAL INVESTMENT ADVISORS, LLC

n/a

COLONY CAPITAL IV, L.P.

n/a

yes

n/a

COLONY CAPITAL LUXEMBOURG S.A.R.L.

n/a

yes

n/a

COLONY CAPITAL MENA, LLC

n/a

yes

n/a

COLONY CAPITAL SAS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Dallas

United States

London

n/a

United Kingdom

Boston

United States

Senningerberg

n/a

Luxembourg

Irvine

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 27, 2019

$1.4B

457

156

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.4B

n/a

457

n/a