DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• F•••••••• L••
COLUMBUS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 18, 2022 | n/a | yes | COLUMBUS, IN|COLUMBUS, IN | Current employment |
| C••• B•••••••• S•••••••• I••• | Former SEC adviser | Feb 20, 2017 | May 18, 2022 | no | COLUMBUS, IN|Columbus, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••• B•••••••• S•••••••• I••• | L•• F•••••••• L•• | May 18, 2022 | May 18, 2022 | 0 | Bulk transfer | Ibd to RIA |
| M••••• K••• W••••• M••••••••• L•• | C••• B•••••••• S•••••••• I••• | Feb 10, 2017 | Feb 20, 2017 |
| M••••• K••• W••••• M••••••••• L•• | Former SEC adviser | Jan 8, 2016 | Feb 10, 2017 | no | Columbus, IN | Previous registration |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Jan 4, 2016 | Jan 5, 2016 | no | Columbus, IN | Previous registration |
| 10 |
| Firm change |
| Other |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | M••••• K••• W••••• M••••••••• L•• | Jan 5, 2016 | Jan 8, 2016 | 3 | Firm change | Other |