DFX Intelligence
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Reading the graph
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Advisor at M•• S••••••••• L••
Minneapolis, MN | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• S••••••••• L•• | No RAUM reported | Apr 1, 2020 | n/a | yes | Chicago, IL|Minneapolis, MN | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 22, 2016 | Jul 1, 2020 | no | Schaumburg, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | M•• S••••••••• L•• | Jul 1, 2020 | Apr 1, 2020 | -91 | Firm change after gap | Other |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 22, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:44254:IL:2020-07-01 | Jul 1, 2020 | Apr 1, 2020 | SCHAUMBURG, IL | Firm change after gap |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Oct 5, 2015 | Sep 22, 2016 | no | Schaumburg, IL | Previous registration |
| -153 |
| Bulk transfer |
| Other |