This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ONE CAPITAL MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Designations

Certified Financial Planner|Chartered Financial Analyst

Exams

S63|S65

First exam

Sep 11, 2014

First registration

Jan 13, 2017

Dual registered

no

Other names

Derek Michael Schwartz|Derek Schwartz

IAPD individual key

5544834

• Occurred

  Sep 17, 2025
  Advisor changed firm

  Derek Michael Schwartz left Advice And Planning Services for One Capital Management, Llc (registered 2025-09-03)

  Form ADVobserved 5 days ago
• Occurred

  Apr 25, 2022
  Advisor changed firm

  Derek Michael Schwartz left Schwab Wealth Advisory, Inc. for Advice And Planning Services (registered 2025-06-20)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:124e96d3-0044-9dd6-7b60-31199228ec33

First observed

Jan 13, 2017

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.