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Advisor at WELLS FARGO ADVISORS
MIAMI, FL | CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 23, 2018 | n/a | yes | CORAL GABLES, FL|MIAMI, FL | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 11, 2014 | Oct 17, 2018 | no | MIAMI, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 9, 2011 | Dec 8, 2014 | no | MIAMI, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|SOUTH MIAMI, FL|SOUTH MIAMI, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|PINECREST, FL|CORAL GABLES, FL|MIAMI, FL|CORAL GABLES, FL|MIAMI, FL | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Dec 12, 2008 | Nov 4, 2011 | no | COCONUT GROVE, FL|MERIDEN, CT|CORAL GABLES, FL|SOUTH MIAMI, FL | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Mar 7, 2007 | Dec 1, 2008 | no | CHARLOTTE, NC | Previous registration |
| COLONIAL ASSET MANAGEMENT INC | n/a | Mar 6, 2007 | Nov 26, 2008 | no | MIAMI, FL|MONTGOMERY, AL|MIAMI, FL | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Aug 24, 2005 | Feb 9, 2006 | no | FT. LAUDERDALE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WELLS FARGO ADVISORS | Oct 17, 2018 | Oct 23, 2018 | 6 | Firm change | Ibd to wirehouse |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 8, 2014 | Dec 11, 2014 | 3 | Firm change | Other |
| OSAIC INSTITUTIONS, INC. | LPL FINANCIAL LLC | Nov 4, 2011 | Nov 9, 2011 | 5 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | OSAIC INSTITUTIONS, INC. | Dec 1, 2008 | Dec 12, 2008 | 11 | Firm change | Other |
| COLONIAL ASSET MANAGEMENT INC | UVEST FINANCIAL SERVICES GROUP, INC. | Nov 26, 2008 | Mar 7, 2007 | -630 | Firm change after gap | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | COLONIAL ASSET MANAGEMENT INC | Feb 9, 2006 | Mar 6, 2007 | 390 | Firm change | Other |