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Advisor at PRIME CAPITAL FINANCIAL
OVERLAND PARK, KS | Sioux Falls, SD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Nov 14, 2023 | n/a | yes | Sioux Falls, SD|OVERLAND PARK, KS | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Nov 13, 2023 | no | BROOKINGS, SD|SIOUX FALLS, SD | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Nov 18, 2005 | Jan 2, 2009 | no | BROOKINGS, SD|PIPESTONE, MN|SIOUX FALLS, SD|GARRETSON, SD|MILBANK, SD | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Aug 18, 2004 | Nov 2, 2005 | no | BROOKINGS, SD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | PRIME CAPITAL FINANCIAL | Nov 13, 2023 | Nov 14, 2023 | 1 | Firm change | Ibd to RIA |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | RAYMOND JAMES FINANCIAL SERVICES, INC. | Nov 2, 2005 | Nov 18, 2005 | 16 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:288712:SD:2023-11-13 | Nov 13, 2023 | Nov 14, 2023 | SIOUX FALLS, SD | Firm change |