DFX Intelligence

T••• D••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

T••• D••••• R•••••

Advisor at R•••••••• A•••• M••••••••• L••

CHICAGO, IL | SNOWMASS VILLAGE, CO

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Search this name across graphsid dfx:ria:12580592-5c08-cb88-f7b0-fa52abc8b3a4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 15, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• A•••• M••••••••• L••	State registered	Jan 1, 2026	n/a	yes	SNOWMASS VILLAGE, CO\|CHICAGO, IL	Current employment
R•••••••• C•••••• A•••••••• L••	n/a	Feb 9, 2017	Jan 2, 2026	no	Aspen, CO\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• C•••••• A•••••••• L••	R•••••••• A•••• M••••••••• L••	Jan 2, 2026	Jan 1, 2026	-1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
282679:282209:IL:2026-01-02	Jan 2, 2026	Jan 1, 2026	CHICAGO, IL	Firm change

Relationships

Registered with (2)

→ R•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ R•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 9, 2017 to Jan 2, 2026factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12580592-5c08-cb88-f7b0-fa52abc8b3a4
First observed: Feb 9, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.