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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

CHRISTOPHER ALLEN PRATT

Advisor at OSAIC WEALTH, INC.

SAN DIEGO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 16, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 15, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 15, 1990
First registration: Dec 16, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 1043894

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	SAN DIEGO, CA	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Sep 1, 2023	no	PHOENIX, AZ\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
WOLTERS, HAGAR & PRATT FINANCIAL PLANNING, INC.	n/a	Jan 1, 2003	Sep 2, 2020	no	SAN DIEGO, CA	Previous registration
SENTRA SECURITIES CORPORATION	n/a	Dec 16, 1997	Oct 31, 2005	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
WOLTERS, HAGAR & PRATT FINANCIAL PLANNING, INC.	SAGEPOINT FINANCIAL, INC.	Sep 2, 2020	Oct 31, 2005	-5,420	Firm change after gap	Other
SENTRA SECURITIES CORPORATION	WOLTERS, HAGAR & PRATT FINANCIAL PLANNING, INC.	Oct 31, 2005	Jan 1, 2003	-1,034	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Sep 1, 2023factForm ADV
→ WOLTERS, HAGAR & PRATT FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Jan 1, 2003 to Sep 2, 2020factForm ADV
→ SENTRA SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 16, 1997 to Oct 31, 2005factForm ADV

Dated events

No dated event names this entity yet.