DFX Intelligence

R•••••• A•• N••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

R•••••• A•• N••••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Lake Geneva, WI

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Search this name across graphsid dfx:ria:1262ed07-ad07-bbc0-346c-912a92016040

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Nov 19, 2025	n/a	yes	NEWPORT BEACH, CA\|Lake Geneva, WI	Current employment
V•••••• C•••••• M••••••••• L••	Former SEC adviser	Apr 3, 2020	Dec 31, 2025	no	LAKE GENEVA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• C•••••• M••••••••• L••	B••••• P••••• A•••••••• L••	Dec 31, 2025	Nov 19, 2025	-42	Firm change after gap	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	V•••••• C•••••• M••••••••• L••	Mar 19, 2020	Apr 3, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
124697:119290:WI:2025-12-31	Dec 31, 2025	Nov 19, 2025	LAKE GENEVA, WI	Firm change after gap

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Nov 19, 2025 to presentfactForm ADV
→ V•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 3, 2020 to Dec 31, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 17, 2014 to Mar 19, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1262ed07-ad07-bbc0-346c-912a92016040
First observed: Jun 13, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.