DFX Intelligence

W•••••• R•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant23 years in industry

W•••••• R•• S••••••

Advisor at S•••••• F•••••••• A•••••••

EDMOND, OK

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Search this name across graphsid dfx:ria:126450ff-0221-bf45-a6f3-011cff9f44a5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 17, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• A•••••••	State registered	Jun 18, 2016	n/a	yes	EDMOND, OK\|EDMOND, OK	Current employment
L••••• A•••••• S•••••••• L••	n/a	Sep 13, 2016	May 23, 2017	no	STILLWATER, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••••• S•••••••• L••	n/a	May 23, 2017	n/a	n/a	Departure no registered destination	Departure
V•• A••••••• S•••••••	S•••••• F•••••••• A•••••••	Aug 16, 2016	Jun 18, 2016	-59

Relationships

Registered with (6)

→ S•••••• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 18, 2016 to presentfactForm ADV
→ L••••• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 13, 2016 to May 23, 2017factForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Jul 15, 2014 to Aug 16, 2016factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:126450ff-0221-bf45-a6f3-011cff9f44a5
First observed: Jun 17, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.