DFX Intelligence

B•••• C•••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

B•••• C•••• T•••••••

Advisor at V••••••• A•••••••• I•••

PLANO, TX

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Search this name across graphsid dfx:ria:12654644-90f6-1b5d-e113-addcc7cef3fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Jul 1, 2026	n/a	yes	PLANO, TX	Current employment
C•••••• W•••••• L••	Independent wealth	Sep 8, 2023	Jun 5, 2026	no	LEHI, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W•••••• L••	V••••••• A•••••••• I•••	Jun 5, 2026	Jul 1, 2026	26	Firm change	RIA to ibd
F••••••• P••••••• A•• W•••••••• A•••••••	C•••••• W•••••• L••	Aug 21, 2023	Sep 8, 2023

Relationships

Registered with (3)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 1, 2026 to presentfactForm ADV
→ C•••••• W•••••• L••Registered adviserregistration: previous registration
Sep 8, 2023 to Jun 5, 2026factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Oct 28, 2019 to Aug 21, 2023factForm ADV

Dated events

Occurred
Jun 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12654644-90f6-1b5d-e113-addcc7cef3fd
First observed: Oct 28, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.