DFX Intelligence

L•• M••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

L•• M••••• M•••••

Advisor at C•••••••

Wilmington, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:126768e4-8686-eaa1-d603-eab00b4ac3a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 8, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Dec 1, 2022	n/a	yes	Wilmington, NC	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 28, 2016	Oct 28, 2022	no	Wilmington, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	C•••••••	Oct 28, 2022	Dec 1, 2022	34	Firm change	Other
I••••••• P•••••••• I•••	H•••••••• A•••••••• L••	Mar 21, 2017	Oct 28, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
145323:175112:NC:2022-10-28	Oct 28, 2022	Dec 1, 2022	WILMINGTON, NC	Firm change
118472:145323:NC:2017-03-21	Mar 21, 2017	Oct 28, 2016	WILMINGTON, NC	Firm change after gap

Relationships

Registered with (7)

→ C•••••••Registered adviserregistration: current employment
Dec 1, 2022 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 28, 2016 to Oct 28, 2022factForm ADV
→ I••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jan 25, 2011 to Mar 21, 2017factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Oct 28, 2022
A•••••• firm change
L•• M••••• M••••• left H•••••••• A•••••••• L•• for Captrust (registered 2022-12-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:126768e4-8686-eaa1-d603-eab00b4ac3a2
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.