DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
ROGERS, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | ROGERS, AR | Current employment |
| A•••••• A••••••• S••••••• | Former SEC adviser | Oct 25, 2019 | Sep 5, 2025 | no | IRVING, TX|Rogers, AR|DALLAS, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1•• G••••• A••••••• I•• | B•••• B•••••• A•••••••• L•• | Oct 25, 2019 | Apr 25, 2008 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111133:133278:AR:2019-10-25 | Oct 25, 2019 | Apr 25, 2008 | ROGERS, AR | Firm change after gap |
| B•••• B•••••• A•••••••• L•• | n/a | Apr 25, 2008 | Oct 27, 2008 | no | FORT SMITH, AR | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Nov 1, 2006 | Oct 25, 2019 | no | ROGERS, AR|ROGERS, AR | Previous registration |
| -4,200 |
| Firm change after gap |
| Other |
| B•••• B•••••• A•••••••• L•• | A•••••• A••••••• S••••••• | Oct 27, 2008 | Oct 25, 2019 | 4,015 | Firm change after gap | Other |