K••• M•••••••

Advisor at O•••••• C••••••• I••

MILWAUKEE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:126f9f4d-676c-7e43-3488-2de7459197b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• C••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• C••••••• I••	Independent wealth	Jun 12, 2024	n/a	yes	MILWAUKEE, WI	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Dec 1, 2017	May 3, 2024	no	Wauwatosa, WI\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	O•••••• C••••••• I••	May 3, 2024	Jun 12, 2024	40	Firm change	Other
T•••• L•••• S••••••••• L••	G••••• R••••••••• P••••••• L••	Dec 1, 2017	Dec 1, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
152147:172011:WI:2017-12-01	Dec 1, 2017	Dec 1, 2017	MADISON, WI	Firm change
14762:152147:WI:2017-11-30	Nov 30, 2017	Jun 15, 2011	WAUWATOSA, WI	Firm change after gap

Relationships

Registered with (6)

→ O•••••• C••••••• I••Registered adviserregistration: current employment
Jun 12, 2024 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Dec 1, 2017 to May 3, 2024factForm ADV
→ T•••• L•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 15, 2011 to Dec 1, 2017factForm ADV
→ C••••••••• C•••••• S••••••••• I•••

Dated events

Occurred
May 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:126f9f4d-676c-7e43-3488-2de7459197b5
First observed: May 3, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.