DFX Intelligence
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Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
Franklin, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Jan 21, 2026 | n/a | yes | Franklin, TN | Current employment |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Jun 29, 2017 | Jan 14, 2026 | no | BRENTWOOD, TN|BRENTWOOD, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••••• S••••••••• I••• | M•• I•••••••• S•••••••• L•• | Jan 14, 2026 | Jan 21, 2026 | 7 | Firm change | Ibd to ibd |
| P•••• S••••••••• L•• | P•••••••• S••••••••• I••• | Jun 22, 2017 | Jun 29, 2017 |
| P•••• S••••••••• L•• | No RAUM reported | May 25, 2017 | Jun 22, 2017 | no | Franklin, TN|ATLANTA, GA | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Jul 7, 2011 | May 23, 2017 | no | BRENTWOOD, TN|Brentwood, TN | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 7, 2004 | Jul 1, 2011 | no | Memphis, TN|FRANKLIN, TN | Previous registration |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Jul 27, 2004 | Sep 22, 2004 | no | NASHVILLE, TN | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 5, 2004 | Jul 23, 2004 | no | FRANKLIN, TN | Previous registration |
| 7 |
| Firm change |
| Other |
| P•••••••• S••••••••• I••• | P•••• S••••••••• L•• | May 23, 2017 | May 25, 2017 | 2 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | P•••••••• S••••••••• I••• | Jul 1, 2011 | Jul 7, 2011 | 6 | Firm change | Other |
| N••• F•••••••• G••••• I••• | M•• F•••••••• S•••••••• I••• | Sep 22, 2004 | Oct 7, 2004 | 15 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | N••• F•••••••• G••••• I••• | Jul 23, 2004 | Jul 27, 2004 | 4 | Firm change | Other |