DFX Intelligence

A••••• I••••••••• M••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

A••••• I••••••••• M••••••••• G••••• L••

CRD 313457

TYSONS CORNER, VA

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Search this name across graphsid dfx:ria:128914f6-804d-cd10-3f55-165e18d238d3

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Apr 21, 2021 to Mar 27, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

A••••• I••••••••• M••••••••• G••••• L••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.99 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $838M••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $838Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• D• S••••••	n/a	TYSONS CORNER, VA	5	24	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• H•••••••• L••	LLC MEMBER AND UNIT HOLDER	E	yes	03/2021	Apr 21, 2021	Mar 18, 2024
C•••••• M•••• L•	CEO/CIO	Na	yes	07/2020	Apr 21, 2021	Mar 18, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Harrison	NY	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$838M	$903M	-7.2%	$700M	6.2%	5	4	3	3

Relationships

Registered with (1)

← S••••• D• S••••••Advisorregistration: current employment
Sep 2, 2021 to presentfactForm ADV

Controls (4)

← C•••••• M•••• L•OwnerMANAGING MEMBER, ownership code C, individual
Apr 21, 2021 to Mar 18, 2024factForm ADV
← W•••••••• T•••• K•OwnerMEMBER, ownership code C, individual
Apr 21, 2021 to Mar 18, 2024factForm ADV
← S••••••• S•••••• D•OwnerMEMBER, ownership code C, individual

Dated events

Occurred
Apr 21, 2021
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:128914f6-804d-cd10-3f55-165e18d238d3
First observed: Apr 21, 2021
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.