DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MAKROD INVESTMENT ASSOCIATES INC

CRD 110325

VERONA, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:128c7c05-b914-0b64-c3fb-ea3b2eac7cec

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 29, 2012 to Mar 31, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $894MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $854MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $224Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 576
Individual clients: 153
High net worth clients: 415
Custody, client assets: $0
SEC number: 801-28113
CRD: 110325
Filings on the tape: 22
First filed: Mar 29, 2012
Latest filed: Mar 31, 2026
Organised: Corporation, NJ
Website: makrodinvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Ernest John Volkmann	n/a	VERONA, NJ	2	11	n/a	no
JOHN THOMAS O'DONNELL	n/a	VERONA, NJ	0	52	n/a	no
BENEDICT ACHILLES SCHLATTER	n/a	VERONA, NJ	0	15	n/a	no
KATHRYN ROSE O'DONNELL	n/a	VERONA, NJ	0	26	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O'DONNELL, KATHRYN, ROSE	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	09/2004	Mar 29, 2012	Mar 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$894M	$0	4	2	0	n/a	n/a
2024	Mar 31, 2025	$804M	$0	4	2	0	n/a	n/a
2023	Mar 29, 2024	$780M	$0	5	3	0	n/a	n/a
2022	Mar 31, 2023	$703M	$0	5	3	0	n/a	n/a
2021	Mar 30, 2022	$727M	$0	5	3	0	n/a	n/a
2020	Mar 30, 2021	$660M	$0	5	4	0	n/a	n/a
2019	Apr 1, 2020	$481M	$0	5	4	0	n/a	n/a
2018	Mar 28, 2019	$524M	$0	3	3	0	n/a	n/a
2017	Mar 30, 2018	$568M	$0	4	3	0	n/a	n/a
2016	Mar 29, 2017	$574M	$0	4	3	n/a	n/a	n/a
2015	Mar 25, 2016	$484M	$0	4	3	n/a	n/a	n/a
2014	Mar 25, 2015	$516M	$0	5	3	n/a	n/a	n/a
2013	Mar 26, 2014	$505M	$0	5	3	n/a	n/a	n/a
2012	Mar 28, 2013	$424M	$0	5	3	n/a	n/a	n/a
2011	Mar 29, 2012	$395M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$894M	$804M	11.3%	$703M	8.3%	4	4	0	0

Relationships

Registered with (4)

← JOHN THOMAS O'DONNELLAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← BENEDICT ACHILLES SCHLATTERAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← KATHRYN ROSE O'DONNELLAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Ernest John VolkmannAdvisorregistration: current employment
May 14, 2024 to presentfactForm ADV

Controls (1)

← O'DONNELL, KATHRYN, ROSEOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to Mar 29, 2024factForm ADV

Dated events

Occurred
Jul 26, 2021
Control person left
Thomas John O'Donnell (President) no longer on Schedule A of Makrod Investment Associates Inc (listed 2021-03-30, absent 2021-07-26)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Makrod Investment Associates Inc reported RAUM $659.9M, up 37% from $481.5M (2020-10-05 to 2021-03-30)
Form ADVobserved 4 days ago
$178M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:128c7c05-b914-0b64-c3fb-ea3b2eac7cec
First observed: Mar 29, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MAKROD INVESTMENT ASSOCIATES INC

CRD 110325

VERONA, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:128c7c05-b914-0b64-c3fb-ea3b2eac7cec

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Ernest John Volkmann

n/a

VERONA, NJ

n/a

JOHN THOMAS O'DONNELL

n/a

VERONA, NJ

n/a

BENEDICT ACHILLES SCHLATTER

n/a

VERONA, NJ

n/a

KATHRYN ROSE O'DONNELL

n/a

VERONA, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

O'DONNELL, KATHRYN, ROSE

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

09/2004

Mar 29, 2012

Mar 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$894M

n/a

2024

Mar 31, 2025

$804M

n/a

2023

Mar 29, 2024

$780M

n/a

2022

Mar 31, 2023

$703M

n/a

2021

Mar 30, 2022

$727M

n/a

2020

Mar 30, 2021

$660M

n/a

2019

Apr 1, 2020

$481M

n/a

2018

Mar 28, 2019

$524M

n/a

2017

Mar 30, 2018

$568M

n/a

2016

Mar 29, 2017

$574M

n/a

2015

Mar 25, 2016

$484M

n/a

2014

Mar 25, 2015

$516M

n/a

2013

Mar 26, 2014

$505M

n/a

2012

Mar 28, 2013

$424M

n/a

2011

Mar 29, 2012

$395M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$894M

$804M

11.3%

$703M

8.3%