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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MATTHEW DAVID PHILLIPS

Advisor at MML INVESTORS SERVICES, LLC

BOSTON, MA | Boston, MA

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Search this name across graphsid dfx:ria:129379c5-e4ea-294b-959f-a5f61ed60ebb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 14, 2005
First registration: Jan 13, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4826696

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	n/a	yes	Boston, MA\|BOSTON, MA	Current employment
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Sep 18, 2008	Feb 24, 2012	no	NEW YORK, NY\|BOSTON, MA\|SOMERSET, NJ\|SOMERSET, NJ	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 18, 2008	Mar 25, 2017	no	SOMERSET, NJ\|BOSTON, MA\|SPRINGFIELD, MA\|SPRINGFIELD, MA\|BOSTON, MA\|CHARLOTTE, NC\|BOSTON, MA\|SOMERSET, NJ\|BOSTON, MA\|BOSTON, MA\|BOSTON, MA	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Sep 18, 2008	Feb 24, 2012	no	NEW YORK, NY\|BOSTON, MA\|SOMERSET, NJ\|SOMERSET, NJ	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Jun 27, 2007	Jan 2, 2015	no	SOMERSET, NJ\|BOSTON, MA\|NEW YORK, NY\|NEW YORK, NY\|BOSTON, MA\|CHARLOTTE, NC\|BOSTON, MA\|SOMERSET, NJ\|BOSTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 13, 2006	Jan 4, 2007	no	NEEDHAM, MA\|NEWTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	WALNUT STREET SECURITIES, INC.	Jan 2, 2015	Sep 18, 2008	-2,297	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	TOWER SQUARE SECURITIES, INC.	Feb 24, 2012	Sep 18, 2008	-1,254	Channel change	Other
TOWER SQUARE SECURITIES, INC.	MSI FINANCIAL SERVICES, INC.	Feb 24, 2012	Sep 18, 2008	-1,254	Firm change after gap	Other
LPL FINANCIAL LLC	NEW ENGLAND SECURITIES CORPORATION	Jan 4, 2007	Jun 27, 2007	174	Firm change	Other

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Mar 25, 2017 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 18, 2008 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 27, 2007 to Jan 2, 2015factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Sep 18, 2008 to Feb 24, 2012factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Sep 18, 2008 to Feb 24, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 13, 2006 to Jan 4, 2007factForm ADV

Dated events

No dated event names this entity yet.