This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CONVERGENCE FINANCIAL

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Feb 8, 2013

First registration

Feb 11, 2013

Dual registered

yes, broker-dealer

Other names

STACEY ANN WESCOAT|STACEY WESCOAT HUTCHERSON|STACEY ANN WESCOAT|Stacey Wescoat Nesselrodt

IAPD individual key

6063940

• Occurred

  Aug 16, 2024
  Advisor changed firm

  Stacey Ann Wescoat left Morgan Stanley for Convergence Financial (registered 2024-08-09)

  Form ADVobserved 5 days ago
• Occurred

  Jan 7, 2022
  Advisor changed firm

  Stacey Ann Wescoat left Edward Jones for Morgan Stanley (registered 2022-01-06)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:129a2fa3-e4b2-1c76-e690-7a62adfaeee7

First observed

Feb 11, 2013

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.