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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

LUCAS JOHN MATARAZZO

Advisor at MML INVESTORS SERVICES, LLC

South Boston, MA | BOSTON, MA

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Search this name across graphsid dfx:ria:129adfd9-4b59-d1bf-c760-e5c6b45a1b2d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 5, 2014
First registration: Sep 22, 2014
Dual registered: yes, broker-dealer
Other names: LUCAS MATARAZZO
IAPD individual key: 6364241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	n/a	yes	BOSTON, MA\|South Boston, MA	Current employment
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 28, 2017	Mar 25, 2017	no	BOSTON, MA	Previous registration
MCADAM LLC	Independent wealth	Nov 24, 2014	Mar 2, 2017	no	BOSTON, MA\|RADNOR, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 22, 2014	Oct 3, 2014	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
MCADAM LLC	MSI FINANCIAL SERVICES, INC.	Mar 2, 2017	Feb 28, 2017	-2	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	MCADAM LLC	Oct 3, 2014	Nov 24, 2014	52	Bulk transfer	Other

Relationships

Registered with (4)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Mar 25, 2017 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 28, 2017 to Mar 25, 2017factForm ADV
→ MCADAM LLCRegistered adviserregistration: previous registration
Nov 24, 2014 to Mar 2, 2017factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 22, 2014 to Oct 3, 2014factForm ADV

Dated events

No dated event names this entity yet.