DFX Intelligence

R••• H••••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

R••• H••••••• P•••••

Advisor at I••••••••• S•••••••• W••••• M••••••••• L••

WILLIAMSVILLE, NY

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Search this name across graphsid dfx:ria:129c9827-701d-1ad9-1e25-197742f853c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• S•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• S•••••••• W••••• M••••••••• L••	I•••••••••_WEALTH	Jan 8, 2025	n/a	yes	WILLIAMSVILLE, NY	Current employment
B••••••••• A•••• M••••••••• L••	I•••••••••_WEALTH	Nov 13, 2019	Jan 7, 2025	no	JUPITER, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• A•••• M••••••••• L••	I••••••••• S•••••••• W••••• M••••••••• L••	Jan 7, 2025	Jan 8, 2025	1	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
277085:144733:FL:2025-01-06	Jan 7, 2025	Jan 8, 2025	JUPITER, FL	Firm change

Relationships

Registered with (2)

→ I••••••••• S•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Nov 13, 2019 to Jan 7, 2025factForm ADV

Dated events

Occurred
Jan 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:129c9827-701d-1ad9-1e25-197742f853c4
First observed: Nov 13, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.