DFX Intelligence

S••••• D••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner10 years in industry

S••••• D••••• R••••••••

Advisor at M••••• W••••• M••••••••• I•••

RIDGEWOOD, NJ | Ridgewood, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:129e6b19-f8fe-6cbb-38ad-04cb04c6526a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 1, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• I•••	Independent wealth	May 12, 2023	n/a	yes	Ridgewood, NJ\|RIDGEWOOD, NJ	Current employment
O•••• F•• I•••	Former SEC adviser	Jan 23, 2023	Mar 9, 2023	no	FORT WAYNE, IN\|EMMAUS, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	M••••• W••••• M••••••••• I•••	Mar 9, 2023	May 12, 2023	64	Firm change	Ibd to RIA
C••••••••• A••••••• A•••• M••••••••• L••	O•••• F•• I•••	Jan 23, 2023	Jan 23, 2023

Relationships

Registered with (4)

→ M••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
May 12, 2023 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 23, 2023 to Mar 9, 2023factForm ADV
→ C••••••••• A••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 28, 2020 to Jan 23, 2023factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Mar 9, 2023
Advisor changed firm
S••••• D••••• R•••••••• left O•••• F•• I••• for M••••• W••••• M••••••••• I••• (registered 2023-05-12)
Form ADVobserved 7 days ago
Occurred
Jan 23, 2023
Advisor changed firm
S••••• D••••• R•••••••• left C••••••••• A••••••• A•••• M••••••••• L•• for O•••• F•• I••• (registered 2023-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:129e6b19-f8fe-6cbb-38ad-04cb04c6526a
First observed: Oct 1, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.