DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at DAVID VAUGHAN INVESTMENTS, LLC
Winter Park, FL | PEORIA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DAVID VAUGHAN INVESTMENTS, LLC | Independent wealth | Nov 16, 2016 | n/a | yes | PEORIA, IL|Winter Park, FL | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jul 10, 2012 | Jun 20, 2016 | no | ORLANDO, FL | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Sep 13, 2007 | Jul 11, 2012 | no | Orlando, FL|Orlando, FL|ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | DAVID VAUGHAN INVESTMENTS, LLC | Jun 20, 2016 | Nov 16, 2016 | 149 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Jul 11, 2012 | Jul 10, 2012 | -1 | Channel change | Other |