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Advisor at ASCENTIS INDEPENDENT ADVISORS, LLC
NEWPORT BEACH, CA | DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENTIS INDEPENDENT ADVISORS, LLC | Independent wealth | Sep 16, 2022 | n/a | yes | NEWPORT BEACH, CA|DALLAS, TX | Current employment |
| GOLDEN STATE EQUITY ADVISORS, LLC | Former SEC adviser | Sep 16, 2021 | Sep 20, 2022 | no | Anaheim, CA|SOUTH COAST METRO, CA | Previous registration |
| INDEPENDENT FINANCIAL PARTNERS | Bd affiliated wealth | Aug 16, 2012 | Dec 8, 2017 | no | IRVINE, CA|ORANGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLDEN STATE EQUITY ADVISORS, LLC | ASCENTIS INDEPENDENT ADVISORS, LLC | Sep 20, 2022 | Sep 16, 2022 | -4 | Firm change | RIA to RIA |
| INDEPENDENT FINANCIAL PARTNERS | GOLDEN STATE EQUITY ADVISORS, LLC | Dec 8, 2017 | Sep 16, 2021 | 1,378 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 289796:322879:CA:2022-09-20 | Sep 20, 2022 | Sep 16, 2022 | SOUTH COAST METRO, CA | Firm change |