DFX Intelligence

D•••••• B••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)29 years in industry

D•••••• B••• C•••••

Advisor at B••• G••••• • C••••••• I•••

ORANGE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12a3b71d-669f-34ac-08e1-784c4071a223

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• G••••• • C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• G••••• • C••••••• I•••	Independent wealth	Oct 29, 2010	n/a	yes	ORANGE, CA\|ORANGE, CA	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	Nov 4, 2008	Nov 4, 2010	no	ORANGE, CA\|BREA, CA\|WESTMINSTER, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	B••• G••••• • C••••••• I•••	Nov 4, 2010	Oct 29, 2010	-6	Firm change	Other
I••• S••••••••• I•••	C••• B•••••••• S•••••••• I•••	Apr 4, 2008	Nov 4, 2008

Relationships

Registered with (4)

→ B••• G••••• • C••••••• I•••Registered adviserregistration: current employment
Oct 29, 2010 to presentfactForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2008 to Nov 4, 2010factForm ADV
→ I••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 17, 2008 to Apr 4, 2008factForm ADV
→ D•• I••••••• S•••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12a3b71d-669f-34ac-08e1-784c4071a223
First observed: Jan 16, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.