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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

JAMES BOYD SPEIGHTS

Advisor at CAPITAL WEALTH MANAGEMENT, LLC

WEST WARWICK, RI

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Search this name across graphsid dfx:ria:12a67005-605f-0e09-c0dd-f6e6692cced3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 31, 1987
First registration: Oct 26, 2006
Dual registered: yes, broker-dealer
Other names: JIM SPEIGHTS|JAMES B SPEIGHTS
IAPD individual key: 1362050

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL WEALTH MANAGEMENT, LLC	Independent wealth	Jun 2, 2017	n/a	yes	WEST WARWICK, RI	Current employment
SII INVESTMENTS, INC.	Former SEC adviser	May 15, 2014	May 19, 2017	no	WEST WARWICK, RI\|APPLETON, WI\|WEST WARWICK, RI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 26, 2008	May 28, 2014	no	SAUNDERSTOWN, RI\|SAN DIEGO, CA\|WEST WARWICK, RI	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Oct 26, 2006	Feb 28, 2008	no	SAUNDERSTOWN, RI\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SII INVESTMENTS, INC.	CAPITAL WEALTH MANAGEMENT, LLC	May 19, 2017	Jun 2, 2017	14	Firm change	Other
LPL FINANCIAL LLC	SII INVESTMENTS, INC.	May 28, 2014	May 15, 2014	-13	Firm change	Other
ON INVESTMENT MANAGEMENT CO	LPL FINANCIAL LLC	Feb 28, 2008	Feb 26, 2008	-2	Firm change	Other

Relationships

Registered with (4)

→ CAPITAL WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jun 2, 2017 to presentfactForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
May 15, 2014 to May 19, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 26, 2008 to May 28, 2014factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Oct 26, 2006 to Feb 28, 2008factForm ADV

Dated events

No dated event names this entity yet.